Category Archives: compliance

The SEC Brings Intrastate Offering Rules Into the Modern Era

On October 26, 2016, the Securities and Exchange Commission (SEC) approved final rules amending Rule 147 and creating new Rule 147A. The much needed update brings many beneficial changes for local businesses looking to raise capital within their states, including the ability to advertise across state lines and to conduct multiple offerings without fear of […]

The New Crowdfunding Rules: What They Mean For Entreprenuers

The SEC hath delivered the rules, and they are good! They are also voluminous: the final Regulation Crowdfunding rules adopted by the S.E.C. last week spanned 685 pages. We asked Sherwood (Woodie) Neiss, a principal at Crowdfund Capital Advisors and a leader of the securities-based crowdfunding movement, to help us sort through the rules and […]